Your clients trust you
with their wealth.
Trust us to protect
your firm.
Compliance-aware managed IT and cybersecurity built for RIAs, wealth managers, and financial advisors in the Tri-State Area — and nationwide.
Financial advisors are
high-value targets.
Small financial firms face the same threats as large institutions — but without the IT staff or security budgets to match. Here's what keeps your peers up at night.
SEC & FINRA Cybersecurity Compliance
New SEC rules require written incident response plans, annual risk assessments, and breach notification within 30 days. Most small firms aren't documented or prepared.
Phishing, BEC & Wire Fraud
Business Email Compromise attacks target financial firms specifically — impersonating advisors or custodians to redirect wire transfers. One click can cost a client everything.
Ransomware & Data Breach Liability
Client financial data and PII make your firm a high-value target. A ransomware incident without a tested recovery plan means days of downtime — and regulatory scrutiny.
SEC Exam Preparedness
Examiners now ask for IT documentation, security logs, and written policies. Without a compliance-aware IT partner, you're scrambling at exam time — or getting findings.
No Dedicated IT Staff
Your office manager shouldn't be rebooting routers. Without a dedicated IT partner, security gaps pile up silently — until an incident forces the issue.
Cyber Insurance Requirements
Carriers now require MFA, EDR, documented policies, and verified backups before issuing or renewing coverage. Many advisors fail the assessment at renewal time.
Everything your
firm needs.
One partner.
We don't just keep your computers running. We protect your clients' data, keep you audit-ready, and give you a single accountable partner for IT, security, and compliance.
Talk to an ExpertCompliance-Aware Managed IT
Proactive monitoring, patching, and management with SEC and FINRA requirements baked in. We maintain the documentation regulators expect — so you're always ready.
24/7 SOC & Threat Monitoring
Our U.S.-based Security Operations Center monitors your environment around the clock — detecting threats, investigating anomalies, and responding before damage is done.
Email Security & Anti-Phishing
Advanced email filtering, Business Email Compromise protection, and phishing simulations to stop wire fraud and impersonation attacks before they reach your staff.
Written Policies & WISP
We draft and maintain your Written Information Security Policy, incident response plan, and Business Continuity Plan — the documents regulators expect on exam day.
Microsoft 365 Hardening & Archiving
Most small firms set up M365 themselves and leave major gaps. We close them — enforcing MFA, configuring DLP, enabling email archiving, and aligning with compliance requirements.
Cyber Insurance Readiness
We benchmark your environment against what carriers require and implement the controls needed to qualify for coverage — and keep your premiums manageable at renewal.
We speak the language
of your regulators.
Most IT firms just fix computers. We understand the regulatory environment your firm operates in — and we build your IT and security program around it.
From SEC cybersecurity requirements to NY DFS and NJ SHIELD Act obligations, we keep your firm on the right side of the rules — year round, not just at exam time.
Built for your type of firm.
We specialize in financial services firms with 5 to 50 users — small enough to be personal, large enough to have real compliance obligations.
Registered Investment Advisors
SEC and state-registered RIAs managing client portfolios under fiduciary duty — we keep your technology and documentation exam-ready.
Wealth Managers
Multi-service firms offering investment management, tax, and estate planning to high-net-worth clients with complex data protection needs.
Independent Financial Advisors
CFPs, broker-dealer representatives, and insurance-licensed planners running small practices that need enterprise-level security without the enterprise price tag.
Small Family Offices
Single and multi-family offices managing private wealth with lean internal teams — protecting sensitive family financial data and ensuring operational continuity.
Ready to protect
your firm? Let's
start with a conversation.
Schedule a free IT and cybersecurity assessment. We'll review your current environment, identify your compliance gaps, and show you exactly what Gradius would do — with no obligation.
- No commitment required — just a 30-minute conversation
- Compliance gap analysis included at no charge
- Cyber insurance readiness review
- Serving the Tri-State Area and clients nationwide
Your information is kept strictly confidential and never sold. By submitting, you agree to be contacted by a Gradius representative.
